-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TVYw8gqvI3VZkiL68wH7K4uEzcBKLWScx5tS5YMKhdR/4ohDQYcgQzjCsG6mRUR2 /QrFOxrp+lDgVaGnFed90g== 0000897069-99-000485.txt : 19990928 0000897069-99-000485.hdr.sgml : 19990928 ACCESSION NUMBER: 0000897069-99-000485 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990927 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AVALON HOLDINGS CORP CENTRAL INDEX KEY: 0001061069 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 341863889 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-54255 FILM NUMBER: 99717911 BUSINESS ADDRESS: STREET 1: ONE AMERICAN WAY CITY: WARREN STATE: OH ZIP: 44484 BUSINESS PHONE: 3308568800 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KEELEY ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001056504 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363160361 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 401 SOUTH LASALLE STREET STREET 2: STE 1201 CITY: CHICAGO STATE: IL ZIP: 60605 BUSINESS PHONE: 3127865000 MAIL ADDRESS: STREET 1: KELLEY ASSET MANAGEMENT CORP STREET 2: 401 S LASALLE ST STE 1201 CITY: CHICAGO STATE: IL ZIP: 60605 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. *) AVALON HOLDINGS CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) Class A Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 05343P109 --------------------------------------------------- (CUSIP Number) Voluntary Filing - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages - ----------------------- CUSIP No. 05343P109 - ----------------------- ================================================================================ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Keeley Asset Management Corp.; Tax I.D. No.: 36-3160361 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (SEE INSTRUCTIONS) (b) [ ] N/A - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 197,200 ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER EACH 197,200 REPORTING ------------------------------------------------------------ PERSON 8 SHARED DISPOSITIVE POWER WITH -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 197,200 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES [ ] CERTAIN SHARES (SEE INSTRUCTIONS) N/A - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.19%* - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IA ================================================================================ ____________________ * Based on an aggregate of 3,185,240 shares outstanding as of August 2, 1999. Page 2 of 5 Pages - ----------------------- CUSIP No. 05343P109 - ----------------------- Item 1(a). Name of Issuer: -------- -------------- Avalon Holdings Corporation Item 1(b). Address of Issuer's Principal Executive Offices: -------- ----------------------------------------------- One American Way Warren, Ohio 44484-5555 Item 2(a). Name of Person Filing: --------- --------------------- The person filing this Schedule 13G is: Keeley Asset Management Corp. Item 2(b). Address of Principal Business Office or, if none, Residence: -------- ----------------------------------------------------------- 401 South LaSalle Street Chicago, Illinois 60605 Item 2(c). Citizenship: --------- ----------- Keeley Asset Management Corp. is an Illinois corporation. Item 2(d). Title of Class of Securities: -------- ---------------------------- Class A Common Stock Item 2(e). CUSIP Number: --------- ------------ 05343P109 Page 3 of 5 Pages - ----------------------- CUSIP No. 05343P109 - ----------------------- Item 3. If this statement is filed pursuant to Rules 13d-1(b), ------ ----------------------------------------------------- or 13d-2(b) or (c), check whether the person filing is a: -------------------------------------------------------- [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C.78c). [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). [X] An investment adviser in accordance with ss. 240.13d-1(b)(1)(ii)(E). [ ] An employee benefit plan or endowment fund in accordance with ss. 240.13d-1(b)(1)(ii)(F). [ ] A parent holding company or control person in accordance with ss. 240.13d-1(b)(1)(ii)(G). [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); [ ] Group, in accordance with ss. 240.13d-1(b)(1)(ii)(J). Item 4. Ownership ------ --------- Keeley Asset Management Corp. ---------------------------- (a) Amount Beneficially Owned: 197,200 (b) Percent of Class: 6.19% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 197,200 (ii) shared power to vote or to direct the vote: -0- (iii)sole power to dispose or to direct the disposition of: 197,200 (iv) shared power to dispose or to direct the disposition of: -0- Item 5. Ownership of Five Percent or Less of a Class. ------ -------------------------------------------- Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. ------ --------------------------------------------------------------- Not applicable. Page 4 of 5 Pages - ----------------------- CUSIP No. 05343P109 - ----------------------- Item 7. Identification and Classification of the Subsidiary Which Acquired ------ ------------------------------------------------------------------ the Security Being Reported on By the Parent Holding Company. ----------------------------------------------------------- Not applicable Item 8. Identification and Classification of Members of the Group. ------ --------------------------------------------------------- Not applicable Item 9. Notice of Dissolution of Group. ------ ------------------------------ Not applicable Item 10. Certification. ------- ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated this 27th day of September, 1999. KEELEY ASSET MANAGEMENT CORP. /s/ John L. Keeley, Jr. - -------------------------------- John L. Keeley, Jr., President Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----